McQueen, Lee Michael

證監會中央編號:ACR744

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Citigroup Global Markets Asia Limited	Rep	證券交易	2021-01-05	-
CITIC Securities International Global Markets Limited	Rep	證券交易	2019-03-28	2020-10-05
CLSA LIMITED	Rep	證券交易	2014-08-04	2020-10-05
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	提供自動化交易服務	2013-07-18	2014-05-02
	Rep	期貨合約交易	2013-07-18	2014-05-02
	Rep	證券交易	2013-07-18	2014-05-02
Religare Capital Markets (Hong Kong) Limited	Rep	證券交易	2010-08-04	2012-12-14
DEUTSCHE SECURITIES ASIA LIMITED	Rep	期貨合約交易	2009-08-12	2010-04-29
	Rep	證券交易	2009-08-12	2010-04-29
UBS SECURITIES ASIA LIMITED	Rep	期貨合約交易	2005-05-10	2009-04-04
	Rep	證券交易	2005-05-10	2009-04-04
UBS SECURITIES HONG KONG LIMITED	Rep	證券交易	2005-05-10	2009-04-04
UBS SECURITIES ASIA LIMITED	RO	證券交易	2004-01-09	2005-05-10
UBS SECURITIES HONG KONG LIMITED	RO	證券交易	2004-01-09	2005-05-10
UBS SECURITIES ASIA LIMITED	Rep	就機構融資提供意見	2003-04-01	2003-10-14
	Rep	就證券提供意見	2003-04-01	2003-10-14
	Rep	提供資產管理	2003-04-01	2003-10-14
	Rep	證券交易	2003-04-01	2004-01-09
UBS SECURITIES HONG KONG LIMITED	Rep	就機構融資提供意見	2003-04-01	2003-10-14
	Rep	就證券提供意見	2003-04-01	2003-10-14
	Rep	提供資產管理	2003-04-01	2003-10-14
	Rep	證券交易	2003-04-01	2004-01-09

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Citigroup Global Markets Asia Limited	Rep	證券交易	2021-01-05	-
CITIC Securities International Global Markets Limited	Rep	證券交易	2019-03-28	2020-10-05
CLSA LIMITED	Rep	證券交易	2014-08-04	2020-10-05
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	提供自動化交易服務	2013-07-18	2014-05-02
	Rep	期貨合約交易	2013-07-18	2014-05-02
	Rep	證券交易	2013-07-18	2014-05-02
Religare Capital Markets (Hong Kong) Limited	Rep	證券交易	2010-08-04	2012-12-14
DEUTSCHE SECURITIES ASIA LIMITED	Rep	期貨合約交易	2009-08-12	2010-04-29
	Rep	證券交易	2009-08-12	2010-04-29
UBS SECURITIES ASIA LIMITED	Rep	期貨合約交易	2005-05-10	2009-04-04
	Rep	證券交易	2005-05-10	2009-04-04
UBS SECURITIES HONG KONG LIMITED	Rep	證券交易	2005-05-10	2009-04-04
UBS SECURITIES ASIA LIMITED	RO	證券交易	2004-01-09	2005-05-10
UBS SECURITIES HONG KONG LIMITED	RO	證券交易	2004-01-09	2005-05-10
UBS SECURITIES ASIA LIMITED	Rep	就機構融資提供意見	2003-04-01	2003-10-14
	Rep	就證券提供意見	2003-04-01	2003-10-14
	Rep	提供資產管理	2003-04-01	2003-10-14
	Rep	證券交易	2003-04-01	2004-01-09
UBS SECURITIES HONG KONG LIMITED	Rep	就機構融資提供意見	2003-04-01	2003-10-14
	Rep	就證券提供意見	2003-04-01	2003-10-14
	Rep	提供資產管理	2003-04-01	2003-10-14
	Rep	證券交易	2003-04-01	2004-01-09