| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CLSA LIMITED | Rep | 證券交易 | 2023-08-11 | - |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2015-08-17 | 2022-04-01 |
| Rep | 證券交易 | 2015-08-17 | 2022-04-01 | |
| Religare Capital Markets (Hong Kong) Limited | Rep | 證券交易 | 2011-07-20 | 2012-09-20 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2008-01-17 | 2011-04-20 |
| Rep | 證券交易 | 2008-01-17 | 2011-04-20 |