Syal, Sumit
證監會中央編號:AXL025
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Nuvama Investment Advisors (Hongkong) Private Limited | RO | 就期貨合約提供意見 | 2020-12-14 | 2023-11-30 |
| RO | 就證券提供意見 | 2020-12-14 | 2023-11-30 | |
| RO | 期貨合約交易 | 2020-12-14 | 2023-11-30 | |
| RO | 證券交易 | 2020-12-14 | 2023-11-30 | |
| Rep | 就期貨合約提供意見 | 2020-05-15 | 2020-12-14 | |
| Rep | 就證券提供意見 | 2020-05-15 | 2020-12-14 | |
| Rep | 期貨合約交易 | 2020-05-15 | 2020-12-14 | |
| Rep | 證券交易 | 2020-05-15 | 2020-12-14 | |
| Religare Capital Markets (Hong Kong) Limited | Rep | 證券交易 | 2011-06-16 | 2017-06-02 |