| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA ZHONG HENG FINANCE GROUP LIMITED | RO | 證券交易 | 2024-12-06 | - |
| Rep | 證券交易 | 2024-12-03 | 2024-12-06 | |
| WINGS SECURITIES (HK) LIMITED | RO | 證券交易 | 2008-04-02 | 2024-10-25 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-04-23 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-04-23 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-04-23 | |
| Rep | 證券交易 | 2003-04-01 | 2008-04-02 |