| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GMO-Z.com Forex HK Limited | RO | 槓桿式外匯交易 | 2012-06-22 | 2025-10-31 |
| BETA INTERNATIONAL SECURITIES LIMITED | RO | 證券交易 | 2011-08-09 | 2012-05-07 |
| Nerico Brothers Limited (HK) | Rep | 證券交易 | 2010-11-01 | 2011-05-18 |
| BGC SECURITIES (HONG KONG) LLC | RO | 槓桿式外匯交易 | 2007-08-29 | 2010-05-01 |
| RO | 證券交易 | 2007-08-09 | 2010-05-01 | |
| CA Premium International (HK) Limited | RO | 槓桿式外匯交易 | 2005-12-21 | 2006-12-01 |