| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited | Rep | 提供資產管理 | 2011-08-17 | 2012-09-19 |
| Rep | 就期貨合約提供意見 | 2011-07-13 | 2012-09-19 | |
| Rep | 就證券提供意見 | 2011-07-13 | 2012-09-19 | |
| VC BROKERAGE LIMITED | Rep | 證券交易 | 2007-12-07 | 2008-06-14 |
| VC FUTURES LIMITED | Rep | 期貨合約交易 | 2007-12-07 | 2008-06-14 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2007-04-24 | 2007-10-03 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2007-04-24 | 2007-10-03 |
| Well Link International Securities Limited | Rep | 期貨合約交易 | 2006-08-15 | 2007-01-26 |
| WINWIN SECURITIES LIMITED | Rep | 證券交易 | 2006-08-15 | 2007-01-26 |