| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Point72 Hong Kong Limited | Rep | 提供資產管理 | 2013-10-07 | 2013-11-15 |
| RO | 提供資產管理 | 2011-11-02 | 2013-10-07 | |
| Rep | 提供資產管理 | 2008-11-11 | 2011-11-02 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2006-02-09 | 2008-08-08 |
| Rep | 證券交易 | 2006-02-09 | 2008-08-08 | |
| TPG-AXON CAPITAL (HK), LIMITED | Rep | 提供資產管理 | 2005-07-21 | 2006-02-03 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2004-04-26 | 2005-07-05 |
| Rep | 證券交易 | 2004-04-26 | 2005-07-05 |