| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 就期貨合約提供意見 | 2017-07-03 | - |
| Rep | 就證券提供意見 | 2016-06-03 | - | |
| Rep | 證券交易 | 2016-06-03 | 2024-02-21 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供資產管理 | 2014-02-21 | 2016-05-31 |
| Rep | 證券交易 | 2014-02-21 | 2016-05-31 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2014-02-21 | 2016-05-31 |
| Point72 Hong Kong Limited | Rep | 提供資產管理 | 2010-09-14 | 2014-02-07 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2010-04-01 | 2010-09-02 |
| Rep | 證券交易 | 2010-01-21 | 2010-09-02 | |
| Rep | 證券交易 | 2008-10-27 | 2009-07-29 |