| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Aletheia Analyst Network Limited | Rep | 就證券提供意見 | 2016-10-07 | 2018-11-16 |
| CGS International Securities Hong Kong Limited | Rep | 證券交易 | 2014-11-13 | 2015-06-06 |
| Jefferies Hong Kong Limited | Rep | 證券交易 | 2012-04-10 | 2014-07-15 |
| SAMSUNG SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2011-01-25 | 2012-02-03 |
| MACQUARIE CAPITAL LIMITED | Rep | 就機構融資提供意見 | - | 2004-01-19 |
| Rep | 就證券提供意見 | - | 2004-01-19 | |
| Rep | 提供資產管理 | - | 2004-01-19 | |
| Rep | 證券交易 | - | 2010-08-11 |