| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CLSA LIMITED | Rep | 證券交易 | 2012-03-23 | 2013-12-03 |
| SAMSUNG SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2011-08-30 | 2012-02-03 |
| MUFG Securities Asia Limited | Rep | 證券交易 | 2010-12-31 | 2011-07-27 |
| MUSHK Limited | Rep | 證券交易 | 2010-07-05 | 2010-12-30 |
| ICAP Equities Asia Limited | Rep | 就證券提供意見 | 2009-10-28 | 2010-05-20 |
| Rep | 證券交易 | 2009-10-28 | 2010-05-20 |