| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SAMSUNG SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2011-06-15 | 2012-02-03 |
| CLSA RESEARCH LIMITED | Rep | 就證券提供意見 | 2009-06-22 | 2011-05-11 |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2007-08-15 | 2008-08-06 |
| Rep | 期貨合約交易 | 2007-08-15 | 2008-08-06 | |
| Rep | 證券交易 | 2007-08-15 | 2008-08-06 |