| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2020-09-25 | 2022-09-22 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2012-07-13 | 2020-09-08 |
| SAMSUNG SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2010-09-29 | 2012-02-03 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-05-19 | 2010-06-29 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自動化交易服務 | 2009-11-26 | 2010-06-29 |
| Rep | 證券交易 | 2006-06-26 | 2010-06-29 |