| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-02-21 | 2022-11-21 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-02-21 | 2022-11-21 |
| Rep | 證券交易 | 2020-02-21 | 2022-11-21 | |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2014-08-28 | 2020-02-03 |
| Rep | 期貨合約交易 | 2014-08-28 | 2020-02-03 | |
| Rep | 證券交易 | 2014-08-28 | 2020-02-03 | |
| BOCI RESEARCH LIMITED | Rep | 就證券提供意見 | 2013-03-08 | 2017-02-27 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2012-03-01 | 2012-07-26 |
| SAMSUNG SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2010-10-06 | 2012-02-03 |