| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHUBB INVESTMENT MANAGEMENT (HK) LIMITED (TRADING AS CHUBB WEALTH) | Rep | 就證券提供意見 | 2026-02-05 | - |
| Rep | 證券交易 | 2026-02-05 | - | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2022-04-27 | 2024-04-26 |
| Rep | 證券交易 | 2022-04-27 | 2024-04-26 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2021-05-12 | 2022-03-17 |
| Rep | 證券交易 | 2021-04-13 | 2022-03-17 | |
| Yellow River Securities Limited | Rep | 證券交易 | 2020-04-14 | 2021-03-29 |
| China Renaissance Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2019-02-01 | 2019-10-17 |
| Rep | 證券交易 | 2019-01-07 | 2019-10-17 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 證券交易 | 2017-02-15 | 2018-10-19 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2016-08-05 | 2017-01-27 |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2012-03-08 | 2012-11-30 |
| SAMSUNG SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2009-10-16 | 2012-02-03 |
| Rep | 證券交易 | 2009-09-28 | 2012-02-03 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2008-08-08 | 2009-08-15 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2008-06-05 | 2008-07-04 |
| Rep | 證券交易 | 2006-09-04 | 2008-07-04 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 證券交易 | 2005-04-23 | 2006-08-05 |
已採集記錄中暫無金管局登記。