| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2012-03-21 | 2014-05-03 |
| SAMSUNG SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2011-09-06 | 2012-02-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2010-04-08 | 2011-07-27 |
| Rep | 證券交易 | 2009-09-28 | 2011-07-27 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就證券提供意見 | 2007-11-26 | 2009-08-01 |
| Rep | 證券交易 | 2007-11-26 | 2009-08-01 |