Fan, Ernest Kwong Hung 范廣鴻

證監會中央編號:ABQ708

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
SANFULL FUTURES LIMITED	Rep	期貨合約交易	2008-11-20	-
SANFULL SECURITIES LIMITED	Rep	證券交易	2008-11-20	-
UPBEST COMMODITIES COMPANY LIMITED	Rep	期貨合約交易	2006-02-03	2008-11-03
UPBEST SECURITIES COMPANY LIMITED	Rep	證券交易	2006-02-03	2008-11-03
KuCoin Commodity Futures Limited	Rep	期貨合約交易	2004-03-01	2006-01-31
KuCoin HK Limited	Rep	證券交易	2004-03-01	2006-01-31
Daiwa Capital Markets Hong Kong Limited	Rep	證券交易	2004-01-13	2004-02-09
DAIWA SECURITIES SMBC (ASIA) LIMITED	Rep	證券交易	2004-01-13	2004-02-09
DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED	Rep	期貨合約交易	2004-01-13	2004-02-09
KuCoin Commodity Futures Limited	Rep	期貨合約交易	2003-07-11	2004-01-07
KuCoin HK Limited	Rep	證券交易	2003-07-11	2004-01-07
CREDIT AGRICOLE INDOSUEZ CHEUVREUX SECURITIES (HONG KONG) LIMITED	Rep	就機構融資提供意見	2003-04-01	2003-07-03
	Rep	就證券提供意見	2003-04-01	2003-07-03
	Rep	提供資產管理	2003-04-01	2003-07-03
	Rep	證券交易	2003-04-01	2003-07-03
Newedge Broker Hong Kong Limited	Rep	就期貨合約提供意見	2003-04-01	2003-07-03
	Rep	提供資產管理	2003-04-01	2003-07-03
	Rep	提供自動化交易服務	2003-04-01	2003-07-03
	Rep	期貨合約交易	2003-04-01	2003-07-03
SG Asset Finance (Hong Kong) Limited	Rep	就機構融資提供意見	2003-04-01	2003-07-03
	Rep	就證券提供意見	2003-04-01	2003-07-03
	Rep	提供資產管理	2003-04-01	2003-07-03
	Rep	提供自動化交易服務	2003-04-01	2003-07-03
	Rep	證券交易	2003-04-01	2003-07-03

金管局登記

金管局有關人士登記與證監會牌照獨立展示。EO 表示主管人員。

僅顯示現任登記

已採集記錄中暫無金管局登記。

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
SANFULL FUTURES LIMITED	Rep	期貨合約交易	2008-11-20	-
SANFULL SECURITIES LIMITED	Rep	證券交易	2008-11-20	-
UPBEST COMMODITIES COMPANY LIMITED	Rep	期貨合約交易	2006-02-03	2008-11-03
UPBEST SECURITIES COMPANY LIMITED	Rep	證券交易	2006-02-03	2008-11-03
KuCoin Commodity Futures Limited	Rep	期貨合約交易	2004-03-01	2006-01-31
KuCoin HK Limited	Rep	證券交易	2004-03-01	2006-01-31
Daiwa Capital Markets Hong Kong Limited	Rep	證券交易	2004-01-13	2004-02-09
DAIWA SECURITIES SMBC (ASIA) LIMITED	Rep	證券交易	2004-01-13	2004-02-09
DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED	Rep	期貨合約交易	2004-01-13	2004-02-09
KuCoin Commodity Futures Limited	Rep	期貨合約交易	2003-07-11	2004-01-07
KuCoin HK Limited	Rep	證券交易	2003-07-11	2004-01-07
CREDIT AGRICOLE INDOSUEZ CHEUVREUX SECURITIES (HONG KONG) LIMITED	Rep	就機構融資提供意見	2003-04-01	2003-07-03
	Rep	就證券提供意見	2003-04-01	2003-07-03
	Rep	提供資產管理	2003-04-01	2003-07-03
	Rep	證券交易	2003-04-01	2003-07-03
Newedge Broker Hong Kong Limited	Rep	就期貨合約提供意見	2003-04-01	2003-07-03
	Rep	提供資產管理	2003-04-01	2003-07-03
	Rep	提供自動化交易服務	2003-04-01	2003-07-03
	Rep	期貨合約交易	2003-04-01	2003-07-03
SG Asset Finance (Hong Kong) Limited	Rep	就機構融資提供意見	2003-04-01	2003-07-03
	Rep	就證券提供意見	2003-04-01	2003-07-03
	Rep	提供資產管理	2003-04-01	2003-07-03
	Rep	提供自動化交易服務	2003-04-01	2003-07-03
	Rep	證券交易	2003-04-01	2003-07-03

金管局登記

金管局有關人士登記與證監會牌照獨立展示。EO 表示主管人員。

僅顯示現任登記

已採集記錄中暫無金管局登記。