Personnel Hong Kong SFC License Details (ID 93820)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Octal Capital Asset Management Limited	Rep	提供資產管理	2021-05-05	2021-07-31
	RO	提供資產管理	2020-09-29	2021-05-05
	Rep	提供資產管理	2020-07-16	2020-09-29
SINOPAC SECURITIES (ASIA) LIMITED	Rep	提供資產管理	2019-06-13	2020-02-06
	Rep	期貨合約交易	2017-02-13	2020-02-06
	RO	證券交易	2017-02-13	2020-02-06
	RO	證券交易	2017-02-03	2017-02-12
	Rep	證券交易	2016-07-11	2017-02-03
	Rep	期貨合約交易	2016-07-11	2017-02-12
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2015-01-28	2016-06-20
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	證券交易	2015-01-28	2016-06-20
SANFULL FUTURES LIMITED	Rep	期貨合約交易	2008-03-07	2015-01-20
SANFULL SECURITIES LIMITED	Rep	證券交易	2006-10-19	2015-01-20
BOCOM International Holdings Company Limited	Rep	期貨合約交易	2006-01-26	2006-10-17
	Rep	證券交易	2006-01-26	2006-10-17
BOCI SECURITIES LIMITED	Rep	期貨合約交易	2005-10-13	2006-01-23
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	期貨合約交易	2005-04-04	2006-01-23
BOCI SECURITIES LIMITED	Rep	證券交易	2004-09-21	2006-01-23
FUHWA SECURITIES (HONG KONG) CO., LIMITED	Rep	證券交易	2003-09-16	2004-09-20
KGI WEALTH MANAGEMENT LIMITED	Rep	就機構融資提供意見	-	2003-08-22
	Rep	就證券提供意見	-	2003-08-22
	Rep	提供資產管理	-	2003-08-22
	Rep	證券交易	-	2003-08-22