| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Tiger Faith Securities Limited | Rep | 證券交易 | 2026-04-30 | - |
| HONG KONG QUANTONG ASSET TRADING CO., LIMITED | Rep | 證券交易 | 2023-12-14 | 2025-02-28 |
| GLOBAL MASTERMIND FUTURES LIMITED | Rep | 期貨合約交易 | 2018-08-22 | 2020-10-14 |
| GLOBAL MASTERMIND SECURITIES LIMITED | Rep | 證券交易 | 2018-06-25 | 2020-11-01 |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2014-07-31 | 2018-06-12 |
| SANFULL SECURITIES LIMITED | Rep | 證券交易 | 2009-10-28 | 2014-07-11 |
| BOCOM International Securities Limited | Rep | 證券交易 | 2007-09-12 | 2009-10-23 |
| BOCOM International Holdings Company Limited | Rep | 證券交易 | 2006-02-08 | 2008-03-03 |
| Goldbridge Securities Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-02-18 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-02-18 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-02-18 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2004-02-18 | |
| Rep | 證券交易 | 2003-04-01 | 2005-12-30 |
金管局記錄暫時無法載入，請稍後重試。