| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 證券交易 | 2015-04-01 | 2022-07-07 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2015-04-01 | 2022-07-07 |
| SBI China Capital Financial Services Limited | Rep | 就證券提供意見 | 2014-10-22 | 2015-02-26 |
| SBI China Capital Commodities Limited | Rep | 期貨合約交易 | 2011-07-28 | 2013-02-28 |
| SBI China Capital Financial Services Limited | Rep | 證券交易 | 2011-07-28 | 2015-02-26 |
| SBI China Capital Securities Limited | Rep | 證券交易 | 2011-07-28 | 2011-09-30 |
| EWARTON SECURITIES LIMITED | Rep | 證券交易 | 2010-10-18 | 2011-05-18 |