| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SBI China Capital Commodities Limited | Rep | 期貨合約交易 | 2010-12-03 | 2012-03-16 |
| SBI China Capital Financial Services Limited | Rep | 證券交易 | 2010-12-03 | 2012-03-16 |
| SBI China Capital Securities Limited | Rep | 證券交易 | 2010-12-03 | 2011-09-30 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-07-22 | 2010-04-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2008-06-20 | 2010-04-10 |
| SBI China Capital Securities Limited | Rep | 證券交易 | 2008-01-04 | 2008-01-30 |