| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited | Rep | 提供資產管理 | 2008-09-23 | 2025-01-06 |
| Rep | 證券交易 | 2008-09-23 | 2025-01-06 | |
| SBI China Capital Commodities Limited | Rep | 就期貨合約提供意見 | - | 2003-07-21 |
| Rep | 提供資產管理 | - | 2013-02-28 | |
| Rep | 期貨合約交易 | - | 2013-02-28 | |
| SBI China Capital Securities Limited | Rep | 就機構融資提供意見 | - | 2003-07-21 |
| Rep | 就證券提供意見 | - | 2003-07-21 | |
| Rep | 提供資產管理 | - | 2011-09-30 | |
| Rep | 證券交易 | - | 2011-09-30 |