| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Bradbury Securities Limited | RO | 就證券提供意見 | 2026-08-27 | - |
| RO | 證券交易 | 2026-08-27 | - | |
| ELSTONE ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2024-09-04 | 2025-03-07 |
| Rep | 提供資產管理 | 2022-07-05 | 2024-09-04 | |
| Apricot Capital (Hong Kong) Limited | RO | 就證券提供意見 | 2021-05-31 | 2026-02-13 |
| Rep | 就證券提供意見 | 2020-08-17 | 2021-05-31 | |
| RO | 證券交易 | 2019-10-28 | 2026-02-13 | |
| Rep | 證券交易 | 2019-09-12 | 2019-10-28 | |
| SBI China Capital Financial Services Limited | Rep | 就證券提供意見 | 2019-05-02 | 2019-09-02 |
| Rep | 提供資產管理 | 2019-05-02 | 2019-09-02 | |
| RO | 證券交易 | 2015-09-23 | 2019-09-02 | |
| SBI China Capital Commodities Limited | Rep | 期貨合約交易 | 2008-10-08 | 2013-02-28 |
| SBI China Capital Financial Services Limited | Rep | 證券交易 | 2006-12-27 | 2015-09-23 |
| SBI China Capital Securities Limited | Rep | 證券交易 | 2006-12-27 | 2011-09-30 |
已採集記錄中暫無金管局登記。