| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | RO | 就證券提供意見 | 2018-05-02 | - |
| RO | 證券交易 | 2018-05-02 | - | |
| Rep | 就證券提供意見 | 2010-06-10 | 2018-05-02 | |
| Rep | 證券交易 | 2010-06-10 | 2018-05-02 | |
| Rep | 提供資產管理 | 2010-06-10 | 2023-01-25 | |
| AllianceBernstein Hong Kong Limited | Rep | 就期貨合約提供意見 | 2009-06-30 | 2010-02-05 |
| Rep | 就證券提供意見 | 2009-06-30 | 2010-02-05 | |
| Rep | 證券交易 | 2009-06-30 | 2010-02-05 |