| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AD Capital Management (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2021-10-08 | 2022-05-24 |
| Rep | 就證券提供意見 | 2021-10-08 | 2022-05-24 | |
| Rep | 提供資產管理 | 2020-12-28 | 2022-05-24 | |
| Segantii Capital Management Limited | Rep | 提供資產管理 | 2011-06-03 | 2015-04-01 |
| AD Capital Management (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2009-12-14 | 2011-05-27 |
| Rep | 就證券提供意見 | 2009-12-14 | 2011-05-27 |