| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SELINA & CO. LIMITED (HK) | RO | 證券交易 | 2007-06-20 | 2023-04-25 |
| Rep | 證券交易 | 2006-07-12 | 2007-06-20 | |
| China Renaissance Broking Services (Hong Kong) Limited | RO | 證券交易 | 2005-03-16 | 2006-03-15 |
| Rep | 證券交易 | 2005-03-01 | 2005-03-16 | |
| TUNG TAI SECURITIES COMPANY LIMITED | Rep | 提供自動化交易服務 | - | 2003-07-03 |
| Rep | 就機構融資提供意見 | - | 2004-02-09 | |
| Rep | 提供資產管理 | - | 2004-02-09 | |
| Rep | 就證券提供意見 | - | 2004-09-15 | |
| Rep | 證券交易 | - | 2005-02-15 |