| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SENRIGAN CAPITAL GROUP LIMITED | Rep | 提供資產管理 | 2011-05-11 | 2015-07-01 |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2010-09-01 | 2011-04-09 |
| ZEAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2009-10-13 | 2010-08-25 |
| Rep | 提供資產管理 | 2009-10-13 | 2010-08-25 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | 2007-03-28 | 2008-11-20 |
| Rep | 期貨合約交易 | 2007-03-28 | 2008-11-20 | |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2005-08-18 | 2008-11-20 |
| Rep | 證券交易 | 2005-08-18 | 2008-11-20 |