| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2024-04-18 | - |
| Rep | 證券交易 | 2024-04-18 | - | |
| RO | 提供自動化交易服務 | 2017-09-12 | 2020-05-14 | |
| RO | 期貨合約交易 | 2017-09-12 | 2024-04-18 | |
| RO | 證券交易 | 2017-09-12 | 2024-04-18 | |
| Rep | 提供自動化交易服務 | 2017-08-24 | 2017-09-12 | |
| Rep | 期貨合約交易 | 2017-08-24 | 2017-09-12 | |
| Rep | 證券交易 | 2017-08-24 | 2017-09-12 | |
| DEUTSCHE SECURITIES ASIA LIMITED | RO | 期貨合約交易 | 2017-04-25 | 2017-04-27 |
| RO | 證券交易 | 2017-04-25 | 2017-04-27 | |
| Rep | 期貨合約交易 | 2016-09-19 | 2017-04-25 | |
| Rep | 證券交易 | 2016-09-19 | 2017-04-25 | |
| SG SECURITIES (HK) LIMITED | RO | 提供自動化交易服務 | 2011-07-12 | 2016-05-23 |
| RO | 期貨合約交易 | 2011-07-12 | 2016-05-23 | |
| RO | 證券交易 | 2011-07-12 | 2016-05-23 | |
| Rep | 提供自動化交易服務 | 2009-07-13 | 2011-07-12 | |
| Rep | 期貨合約交易 | 2009-07-13 | 2011-07-12 | |
| Rep | 證券交易 | 2009-07-13 | 2011-07-12 |
已採集記錄中暫無金管局登記。