| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2020-11-12 | 2023-07-07 |
| Rep | 證券交易 | 2020-11-12 | 2023-07-07 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2012-08-23 | 2020-10-30 |
| Rep | 證券交易 | 2012-08-23 | 2020-10-30 | |
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2011-08-19 | 2012-06-16 |
| RO | 期貨合約交易 | 2011-01-19 | 2011-07-19 | |
| RO | 提供自動化交易服務 | 2011-01-19 | 2012-06-16 | |
| RO | 證券交易 | 2009-06-24 | 2012-06-16 | |
| Rep | 證券交易 | 2007-09-13 | 2009-06-24 | |
| Rep | 提供自動化交易服務 | 2007-09-13 | 2011-01-19 | |
| Rep | 期貨合約交易 | 2007-09-13 | 2011-01-19 |