Barba, Romain Pierre Dragoslav
證監會中央編號:AVC249
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | RO | 期貨合約交易 | 2025-11-28 | - |
| RO | 證券交易 | 2025-11-28 | - | |
| UBS SECURITIES HONG KONG LIMITED | RO | 期貨合約交易 | 2025-11-28 | - |
| RO | 證券交易 | 2025-11-28 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2025-02-11 | 2025-11-28 |
| Rep | 證券交易 | 2025-02-11 | 2025-11-28 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2025-02-11 | 2025-11-28 |
| Rep | 證券交易 | 2025-02-11 | 2025-11-28 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2024-10-15 | 2024-11-01 |
| Rep | 證券交易 | 2024-10-15 | 2024-11-01 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2024-10-15 | 2024-11-01 |
| Rep | 證券交易 | 2024-10-15 | 2024-11-01 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2024-02-05 | 2024-02-08 |
| Rep | 證券交易 | 2024-02-05 | 2024-02-08 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2024-02-05 | 2024-02-08 |
| Rep | 證券交易 | 2024-02-05 | 2024-02-08 | |
| SG SECURITIES (HK) LIMITED | Rep | 證券交易 | 2010-04-27 | 2016-06-30 |