| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | 證券交易 | 2026-02-06 | - |
| Merrill Lynch Far East Limited | RO | 期貨合約交易 | 2017-08-04 | - |
| RO | 證券交易 | 2017-08-04 | - | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2014-08-11 | 2026-02-06 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2014-08-11 | 2017-08-04 |
| Rep | 證券交易 | 2014-08-11 | 2017-08-04 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2009-07-13 | 2014-04-26 |
| Rep | 期貨合約交易 | 2009-07-13 | 2014-04-26 | |
| Rep | 證券交易 | 2009-07-13 | 2014-04-26 |