| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2018-09-14 | 2024-04-08 |
| Rep | 證券交易 | 2018-09-14 | 2024-04-08 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2018-09-14 | 2024-04-08 |
| Rep | 證券交易 | 2018-09-14 | 2024-04-08 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2007-11-28 | 2018-05-17 |
| Rep | 期貨合約交易 | 2007-11-28 | 2018-05-17 | |
| Rep | 證券交易 | 2006-03-20 | 2018-05-17 | |
| Rep | 證券交易 | 2004-10-11 | 2005-06-17 |