| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | RO | 期貨合約交易 | 2022-10-19 | - |
| Rep | 期貨合約交易 | 2021-05-20 | 2022-10-19 | |
| RO | 就證券提供意見 | 2021-02-18 | - | |
| RO | 證券交易 | 2021-02-18 | - | |
| Rep | 就證券提供意見 | 2019-04-24 | 2021-02-18 | |
| Rep | 證券交易 | 2017-06-26 | 2021-02-18 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2014-06-30 | 2017-06-25 |
| SG SECURITIES (HK) LIMITED | Rep | 證券交易 | 2010-01-04 | 2014-03-04 |