| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ALBOURNE PARTNERS (ASIA) LIMITED | RO | 就證券提供意見 | 2023-04-11 | 2026-06-30 |
| Rep | 就證券提供意見 | 2022-01-11 | 2023-04-11 | |
| Ascender Capital Limited | Rep | 提供資產管理 | 2018-06-04 | 2020-09-30 |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2011-12-13 | 2011-12-20 |
| Rep | 證券交易 | 2011-12-13 | 2011-12-20 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2011-12-13 | 2011-12-20 |
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2009-09-24 | 2011-09-15 |
| Rep | 證券交易 | 2009-09-24 | 2011-09-15 |