| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2018-10-05 | - |
| Rep | 提供資產管理 | 2018-10-05 | - | |
| Rep | 證券交易 | 2018-10-05 | - | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2016-10-11 | 2018-07-18 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供資產管理 | 2015-11-13 | 2018-07-18 |
| Rep | 證券交易 | 2015-11-13 | 2018-07-18 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2015-11-13 | 2016-10-10 |
| SG SECURITIES (HK) LIMITED | Rep | 證券交易 | 2011-09-01 | 2015-10-30 |