| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| QUBE RESEARCH & TECHNOLOGIES HONG KONG LIMITED | Rep | 提供資產管理 | 2018-01-02 | 2019-05-03 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供資產管理 | 2016-11-23 | 2017-12-31 |
| Rep | 期貨合約交易 | 2015-01-12 | 2017-11-06 | |
| Rep | 證券交易 | 2015-01-12 | 2017-11-06 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2015-01-12 | 2016-11-16 |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2006-10-31 | 2014-08-01 |
| Rep | 期貨合約交易 | 2006-10-31 | 2014-08-01 | |
| Rep | 證券交易 | 2006-10-31 | 2014-08-01 |