| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2018-11-15 | 2025-03-12 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2018-11-15 | 2025-03-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2013-04-22 | 2018-10-09 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2013-04-22 | 2018-10-09 |
| SG SECURITIES (HK) LIMITED | Rep | 證券交易 | 2010-07-14 | 2012-04-28 |