| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2022-07-12 | - |
| Rep | 證券交易 | 2022-07-12 | - | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2016-03-18 | 2022-02-16 |
| Rep | 就證券提供意見 | 2016-03-18 | 2022-02-16 | |
| Rep | 提供自動化交易服務 | 2016-03-18 | 2022-02-16 | |
| Rep | 期貨合約交易 | 2016-03-18 | 2022-02-16 | |
| Rep | 證券交易 | 2016-03-18 | 2022-02-16 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2015-03-20 | 2016-01-21 |
| Rep | 證券交易 | 2015-03-20 | 2016-01-21 | |
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2009-07-22 | 2015-01-15 |
| Rep | 提供自動化交易服務 | 2008-06-24 | 2015-01-15 | |
| Rep | 證券交易 | 2008-06-24 | 2015-01-15 |