| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2022-07-28 | 2022-11-25 |
| Rep | 期貨合約交易 | 2018-08-15 | 2022-04-20 | |
| Rep | 證券交易 | 2018-08-15 | 2022-04-20 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2014-06-10 | 2018-05-17 |
| Rep | 證券交易 | 2014-06-10 | 2018-05-17 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2014-06-10 | 2018-04-09 |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2010-07-05 | 2014-01-01 |
| Rep | 期貨合約交易 | 2010-07-05 | 2014-01-01 | |
| Rep | 證券交易 | 2010-07-05 | 2014-01-01 |