| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2013-02-14 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2013-02-14 | - |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2009-07-31 | 2012-08-01 |
| Rep | 期貨合約交易 | 2009-07-31 | 2012-08-01 | |
| Rep | 證券交易 | 2009-07-10 | 2012-08-01 | |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2006-01-23 | 2009-06-10 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2006-01-23 | 2009-06-10 |
已採集記錄中暫無金管局登記。