| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 證券交易 | 2019-05-30 | - |
| CLSA LIMITED | Rep | 證券交易 | 2018-09-03 | 2020-05-06 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2016-09-21 | 2018-05-28 |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2009-10-21 | 2012-04-14 |
| Rep | 期貨合約交易 | 2009-10-21 | 2012-04-14 | |
| Rep | 證券交易 | 2009-09-28 | 2012-04-14 | |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2006-07-28 | 2009-06-18 |
已採集記錄中暫無金管局登記。