| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 就證券提供意見 | 2025-08-13 | - |
| Rep | 期貨合約交易 | 2025-08-13 | - | |
| Rep | 證券交易 | 2025-08-13 | - | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2022-11-02 | 2025-03-19 |
| Rep | 期貨合約交易 | 2022-11-02 | 2025-03-19 | |
| Rep | 證券交易 | 2022-11-02 | 2025-03-19 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2011-01-03 | 2013-01-12 |
| Rep | 期貨合約交易 | 2011-01-03 | 2013-01-12 | |
| Rep | 證券交易 | 2011-01-03 | 2013-01-12 |
已採集記錄中暫無金管局登記。