| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2022-09-06 | - |
| RO | 證券交易 | 2022-09-06 | - | |
| Rep | 就機構融資提供意見 | 2022-08-29 | 2022-09-06 | |
| Rep | 證券交易 | 2022-08-29 | 2022-09-06 | |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | RO | 就機構融資提供意見 | 2009-09-23 | 2022-04-30 |
| RO | 就證券提供意見 | 2009-09-23 | 2022-04-30 | |
| RO | 證券交易 | 2009-09-23 | 2022-04-30 | |
| Rep | 就證券提供意見 | 2009-07-06 | 2009-09-23 | |
| Rep | 就機構融資提供意見 | 2009-06-05 | 2009-09-23 | |
| Rep | 證券交易 | 2009-06-05 | 2009-09-23 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2007-05-28 | 2009-02-10 |
| Rep | 證券交易 | 2007-05-28 | 2009-02-10 | |
| Shang International Finance Limited | Rep | 就機構融資提供意見 | 2004-10-04 | 2007-05-12 |
| Rep | 就證券提供意見 | 2004-10-04 | 2007-05-12 | |
| Rep | 證券交易 | 2004-10-04 | 2007-05-12 | |
| MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | 提供資產管理 | 2003-04-01 | 2004-01-08 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-09-13 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-09-13 |
已採集記錄中暫無金管局登記。