| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ORIENT CAPITAL (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2026-05-05 | - |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2026-05-05 | - |
| ORIENT CAPITAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2026-01-27 | 2026-05-05 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2026-01-27 | 2026-05-05 |
| ALTUS CAPITAL LIMITED | RO | 就機構融資提供意見 | 2024-02-08 | 2025-11-25 |
| ALTUS INVESTMENTS LIMITED (HK) | RO | 證券交易 | 2024-02-08 | 2025-11-25 |
| ALTUS CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2023-12-20 | 2024-02-08 |
| ALTUS INVESTMENTS LIMITED (HK) | Rep | 證券交易 | 2023-12-20 | 2024-02-08 |
| Soochow Securities International Brokerage Limited | RO | 證券交易 | 2019-06-10 | 2023-04-17 |
| Soochow Securities International Capital Limited | RO | 就機構融資提供意見 | 2019-06-10 | 2023-04-17 |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2019-05-02 | 2019-06-10 |
| Soochow Securities International Capital Limited | Rep | 就機構融資提供意見 | 2019-05-02 | 2019-06-10 |
| CHINA EVERBRIGHT CAPITAL LIMITED | RO | 就機構融資提供意見 | 2017-07-27 | 2019-04-14 |
| RO | 就證券提供意見 | 2017-07-27 | 2019-04-14 | |
| RO | 證券交易 | 2017-07-27 | 2019-04-14 | |
| Rep | 就機構融資提供意見 | 2017-06-15 | 2017-07-27 | |
| Rep | 就證券提供意見 | 2017-06-15 | 2017-07-27 | |
| Rep | 證券交易 | 2017-06-15 | 2017-07-27 | |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | RO | 就機構融資提供意見 | 2015-09-21 | 2017-05-20 |
| RO | 就證券提供意見 | 2015-09-21 | 2017-05-20 | |
| RO | 證券交易 | 2015-09-21 | 2017-05-20 | |
| Rep | 就機構融資提供意見 | 2011-08-03 | 2015-09-21 | |
| Rep | 就證券提供意見 | 2011-08-03 | 2015-09-21 | |
| Rep | 證券交易 | 2011-08-03 | 2015-09-21 | |
| ALTUS CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2009-11-12 | 2011-07-30 |
| Rep | 就證券提供意見 | 2009-11-12 | 2011-07-30 | |
| Rep | 提供資產管理 | 2009-11-12 | 2011-07-30 | |
| ALTUS INVESTMENTS LIMITED (HK) | Rep | 證券交易 | 2009-11-12 | 2011-07-30 |
已採集記錄中暫無金管局登記。