| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TradeMaster Securities (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2023-12-12 | - |
| Rep | 就證券提供意見 | 2023-12-12 | - | |
| Rep | 提供資產管理 | 2023-12-12 | - | |
| Rep | 期貨合約交易 | 2023-12-12 | - | |
| Rep | 證券交易 | 2023-12-12 | - | |
| BC Global Asset Management Limited | Rep | 就證券提供意見 | 2022-07-12 | 2022-12-10 |
| Rep | 證券交易 | 2022-07-12 | 2022-12-10 | |
| TradeMaster Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2022-06-09 | 2022-06-10 |
| Rep | 證券交易 | 2022-06-09 | 2022-06-10 | |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | 就機構融資提供意見 | 2011-07-27 | 2011-12-22 |
| Rep | 就證券提供意見 | 2011-07-27 | 2011-12-22 | |
| Rep | 證券交易 | 2011-07-27 | 2011-12-22 |
已採集記錄中暫無金管局登記。