| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2006-06-21 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2006-06-21 | - |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2005-11-11 | 2006-06-18 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2005-11-11 | 2006-06-18 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2004-08-09 | 2005-11-04 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2004-08-09 | 2005-11-04 |
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | 2004-06-01 | 2004-08-02 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2003-11-24 | 2004-08-02 |
已採集記錄中暫無金管局登記。