| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sun Growth Futures Limited | Rep | 期貨合約交易 | 2019-01-30 | 2019-02-28 |
| SUN GROWTH SECURITIES LIMITED | Rep | 證券交易 | 2019-01-30 | 2020-12-31 |
| Mason Securities Limited | Rep | 證券交易 | 2014-11-13 | 2018-09-16 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2014-11-13 | 2018-09-16 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2013-07-15 | 2014-11-03 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2013-07-15 | 2014-11-03 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2007-02-01 | 2013-07-03 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2005-09-23 | 2013-07-03 |