| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 期貨合約交易 | 2020-02-20 | - |
| Rep | 證券交易 | 2020-02-20 | - | |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就證券提供意見 | 2013-02-26 | 2019-12-31 |
| RHB FUTURES HONG KONG LIMITED | RO | 期貨合約交易 | 2012-08-22 | 2019-12-31 |
| RHB SECURITIES HONG KONG LIMITED | RO | 證券交易 | 2012-08-22 | 2019-12-31 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2012-07-06 | 2012-08-22 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2012-07-06 | 2012-08-22 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2011-11-28 | 2012-06-30 |
| RO | 證券交易 | 2005-08-23 | 2011-11-28 | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2003-07-22 | 2012-06-30 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 提供自動化交易服務 | 2003-07-22 | 2003-09-11 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2003-06-05 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-06-05 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-06-05 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-06-05 | |
| Rep | 證券交易 | 2003-04-01 | 2005-08-23 |
已採集記錄中暫無金管局登記。