| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2024-01-31 | - |
| Rep | 證券交易 | 2024-01-31 | - | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2009-02-16 | 2023-12-29 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2009-02-16 | 2023-12-29 |
| PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | 期貨合約交易 | 2007-09-10 | 2009-02-14 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 證券交易 | 2007-07-13 | 2009-02-14 |
已採集記錄中暫無金管局登記。