| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2008-10-03 | 2014-09-10 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2008-10-03 | 2014-09-10 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2005-05-11 | 2008-09-26 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2005-04-06 | 2008-09-26 |
| SDIC Securities International Financial Holdings Limited | Rep | 證券交易 | 2003-06-19 | 2005-04-01 |