| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2009-03-17 | 2019-05-09 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2005-05-06 | 2019-05-09 |
| WINGS SECURITIES (HK) LIMITED | Rep | 證券交易 | 2003-10-07 | 2005-05-05 |
| Regal Jewellery & Goldsmith Co., Limited | Rep | 就機構融資提供意見 | - | 2003-10-07 |
| Rep | 就證券提供意見 | - | 2003-10-07 | |
| Rep | 提供資產管理 | - | 2003-10-07 | |
| Rep | 證券交易 | - | 2003-10-07 |